Joel David Hooper

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1993 → 10/2017
  Lpl Financial Llc
  Roseburg, OR
• 10/2017 → Present
  Independent Financial Group
  Roseburg, OR

Other Businesses

(1) FINANCIAL & ESTATE PLANNING INC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 160 START DATE: 06/01/1998 ADDRESS: 2192 Ne Stephens Street, Roseburg OR 97470, United States DESCRIPTION: 100% OWNER OF DBA USED TO MARKET SECURITIES AND INSURANCE BUSINESS (2) HOOPER WEALTH MANAGEMENT GROUP, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 02/18/2009 ADDRESS: 2192 Ne Stephens Street, Roseburg OR 97470, United States DESCRIPTION:100% OWNER AND REGISTERED REP OF HOOPER WEALTH MANAGEMENT GROUP, LLC USED FOR MARKETING PURPOSES. (3) C&H PROPERTIES LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2007 ADDRESS: Roseburg OR 97471, United States DESCRIPTION: Entity established for ownership of commercial building. JOEL & THERESA HOOPER TRUST POSITION: Trustee for the Joel & Theresa Hooper Trust DOT 6/28/2018 NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/28/2018 ADDRESS: 260 Cross Creek Dr., Roseburg OR 97471, United States DESCRIPTION: Administer the trust and property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-11-19
• S63 Uniform Securities Agent State Law Examination
  1992-09-04