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Gary Desmond Oconnor

Gwn Securities Inc.

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Palm Beach Gardens, FL

CRD 2128785

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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-12-06
  • FL RA
    APPROVED
    Since 2013-12-06

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc Palm Beach Gardens FL 02/2013 Present
Previous Registrations
  • 2009-06-23 → 2013-02-27
    Legend Advisory, Llc
    Palm Beach Gardens, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-01
S63 Uniform Securities Agent State Law Examination 1991-10-21
  • S66 Uniform Combined State Law Examination
    2008-07-01
  • S63 Uniform Securities Agent State Law Examination
    1991-10-21

View on SEC IAPD

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