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Current Employers
Intellicents Investment Solutions Inc

100 North Broadway, Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-02-02
KS RA APPROVED 2017-01-26
MO RA APPROVED 2000-02-04
  • CO RA
    APPROVED
    Since 2023-02-02
  • KS RA
    APPROVED
    Since 2017-01-26
  • MO RA
    APPROVED
    Since 2000-02-04

Branch Locations

7101 College Blvd Suite 620, Overland Park, KS 66210 • United States

100 North Broadway, Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intellicents Inc Albert Lea MN 01/1990 Present
Intellicents Of Kansas City Int Leawood KS 01/1990 Present
Intellicents Investment Solutions Inc Albert Lea MN 01/1993 Present
Investors Capital Corp. Lynnfield MA 01/2016 10/2016
Abg Properties Albert Lea MN 01/1990 Present
Cetera Advisors Llc Denver CO 10/2016 Present
  • 01/1990 → Present
    Intellicents Inc
    Albert Lea, MN
  • 01/1990 → Present
    Intellicents Of Kansas City Int
    Leawood, KS
  • 01/1993 → Present
    Albert Lea, MN
  • 01/2016 → 10/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 01/1990 → Present
    Abg Properties
    Albert Lea, MN
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
Other Businesses

1. Intellicents, Inc, Start Date: 11/2016,100 N. Broadway Ave, Albert Lea, MN 56007. Investment Related. Parent Company for Intellicents Investment Solutions: DBA for Retirement Planning/Investing Consulting and Business Management and Production. President of Retirement Services. 160 hours a month and 8 hours during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-06
S63 Uniform Securities Agent State Law Examination 1991-03-25
  • S65 Uniform Investment Adviser Law Examination
    1996-02-06
  • S63 Uniform Securities Agent State Law Examination
    1991-03-25

View on SEC IAPD

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