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550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-03-24 |
Branch Locations
301 S College St 6Th Floor, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphastar Capital Management | Cornelius | NC | 01/2013 | 03/2020 |
| Wells Fargo Investment Institute, Inc | Charlotte | NC | 01/2022 | Present |
| Wells Fargo Bank | Charlotte | NC | 03/2020 | 01/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-15 |
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