Don Robert Guess

Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Calton & Associates, Inc.
  Austin, TX

Previous Registrations

• 2012-07-30 → 2013-09-05
  Waddell & Reed
  Austin, TX
• 2007-01-05 → 2012-07-20
  Swbc Investment Company
  San Antonio, TX
• 2005-02-24 → 2006-02-01
  Td Ameritrade, Inc.
  Sugar Land, TX
• 2004-05-13 → 2005-02-10
  Capital Advisors, Inc.
  Oklahoma City, OK
• 2000-10-11 → 2004-05-05
  Charles Schwab & Co., Inc.
  Oklahoma City, OK

Other Businesses

No. 1) Name of Business: Metropolitan Breakfast Club. Non-Investment related. Address: PO Box 26054, Austin, TX 78755. Nature of Business: Networking club featuring a weekly speaker. Position/Title/Relationship: Director. Start Date: 08/01/2020. Hours per month: 6. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Member of the Board. The board shall be vested with the management of the business and affairs of the MBC subject to the Articles of Incorporation and bylaws. The board may adopt rules and regulations for the conduct of its business, and may delegate one or more of its responsibilities to a board member or to a standing committee of the MBC. The board may adopt rules for the orderly conduct and procedure of regular meetings of the MBC, annual meetings of the MBC, which rules shall not conflict with any provision of the bylaws.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-30
• S63 Uniform Securities Agent State Law Examination
  1991-05-03

Other Names

• Bob Guess