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Current Employers
Paradigm Investment Advisory, Llc

1140 Us 22 East Suite 105, Bridgewater, NJ 08807 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-07
  • NJ RA
    APPROVED
    Since 2025-11-07

Branch Locations

1140 Us 22 East Suite 105, Bridgewater, NJ 08807 • United States

181 New Road Suite 304, Parsippany, NJ 07054-5625 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services Dallas TX 02/2008 11/2025
Lpl Financial Llc Parsippany NJ 11/2025 Present
  • 02/2008 → 11/2025
    Prospera Financial Services
    Dallas, TX
  • 11/2025 → Present
    Lpl Financial Llc
    Parsippany, NJ
Previous Registrations
Other Businesses

1.11/04/2025; Health Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 09/18/2025; 0.01hrs/mth; hrs during trading 2.11/04/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Danias Financial Management; Investment Related; at Reported Business Location(s); Start Date 09/18/2025; 85hrs/mth; 0hrs during trading 3.11/11/2025; Paradigm Investment Advisory, LLC; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 09/18/2025; 160hrs/mth; 8hrs during trading; 4.05/27/2026; The Pinncle Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/06/2026; 5hrs/mth; 5hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-10
S63 Uniform Securities Agent State Law Examination 1991-05-07
  • S66 Uniform Combined State Law Examination
    2001-12-10
  • S63 Uniform Securities Agent State Law Examination
    1991-05-07
Designations
Other Names
  • Bob Danias
  • K. Bob Danias

View on SEC IAPD

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