Timothy Frank Mcfall

Current Employers

Employment History

• 04/1989 → Present
  Us Capital Strategies, Inc.
  Kirkland, WA
• 09/1998 → 06/2022
  Pesaloro, Ltd
  Kirkland, WA
• 10/2013 → 05/2017
  Planmember Securities Corporation
  Carpinteria, CA
• 05/2017 → 11/2022
  Independent Financial Group, Llc
  Kirkland, WA
• 11/2022 → 09/2025
  Avantax Investment Services, Inc.
  Kirkland, WA
• 11/2022 → 09/2025
  Avantax Advisory Services
  Kirkland, WA
• 11/2022 → 11/2022
  Avantax Insurance Agency, Llc
  Kirkland, WA
• 08/2022 → 05/2023
  My Financial Compass, Llc
  Las Vegas, NV
• 11/2022 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Kirkland, WA
• 08/2022 → Present
  My Financial Compass, Llc
  Las Vegas, NV
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Kirkland, WA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-11-07 → 2025-09-05
  Avantax Advisory Services
  Las Vegas, NV
  Kirkland, WA
• 2017-05-30 → 2022-11-08
  Independent Financial Group, Llc
  Kirkland, WA
  San Diego, CA
  Kirkland, WA
• 2013-10-07 → 2017-05-31
  Planmember Securities Corporation
  Kirkland, WA
  Horseshoe Bay, TX
• 2005-05-04 → 2013-10-07
  Veritrust Financial, Llc
  Kirkland, WA
  Kirkland, WA
  Austin, TX
  Austin, TX
• 2004-01-01 → 2005-05-27
  Cetera Advisors Llc
  Kirkland, WA
• 1998-03-20 → 2004-01-01
  Vestax Securities Corporation
  Kirkland, WA

Other Businesses

1) U.S CAPITAL STRATEGIES, INC.; POSITION: President NATURE: Operating company for my securities and insurance related financial services business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 04/24/1989; ADDRESS: 520 Kirkland Way, STE 102, Kirkland WA 98033; Meet with clients, analyze financial needs, provide recommendations for clients. Ongoing service to clients. 2) MY FINANCIAL COMPASS, LLC POSITION: Manager NATURE: Operating company for my securities and insurance related financial services business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 08/03/2022 ADDRESS: 3164 Bel Air Dr, Las Vegas NV 89109, United States DESCRIPTION: Meet with clients, analyze financial needs, provide recommendations for clients. Ongoing service to clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-22
• S63 Uniform Securities Agent State Law Examination
  1991-03-11

Designations

Other Names

• Tim Mcfall
• Timothy F Mcfall