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Stephen George Harlow

Advisory Alpha, LLC

Norfolk, VA

Holland, MI

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Current Employers
Advisory Alpha, Llc

348 S Waverly Rd Suite 100, Holland, MI 49423 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-11-04
VA RA APPROVED 2025-09-15
  • ME RA
    APPROVED
    Since 2025-11-04
  • VA RA
    APPROVED
    Since 2025-09-15

Branch Locations

5005 Colley Ave, Norfolk, VA 23508 • United States

348 S Waverly Rd Suite 100, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harlow Financial Associates Portland ME 06/1990 08/2025
Investors Capital Corporation Lynnfield MA 09/2001 09/2016
Usa Financial Securities Ada MI 09/2016 06/2023
Advisory Alpha, Llc Holland MI 08/2025 Present
  • 06/1990 → 08/2025
    Harlow Financial Associates
    Portland, ME
  • 09/2001 → 09/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 09/2016 → 06/2023
    Usa Financial Securities
    Ada, MI
  • 08/2025 → Present
    Holland, MI
Previous Registrations
  • 2016-09-16 → 2023-06-01
    Saco, ME
    Ada, MI
    Saco, ME
    Elliot, ME
  • 2016-07-22 → 2016-09-19
    Investors Capital Corp.
    Lynnfield, MA
    Lynnfield, MA
    Lynnfield, MA
    Saco, ME
    Lynnfield, MA
    Lynnfield, MA
Other Businesses

1) Ideas by Mike, LLC; Investment Related; Norfolk, VA; Financial Services, Consulting, and Education; Financial Specialist & Wealth Manager; 07/2024; Approx. 160 Hrs/Month; Approx. 160 Hrs/Month; Serving Clients Through Providing Insurance, Financial Services, Consulting, and Education. 2) BEACHWALK FOUR - 165 EAST GRAND AVE, UNIT 4. OLD ORCHARD BEACH, ME 04064. START DATE 07/1985. JOINT OWNER. RENTAL REAL ESTATE PROPERTY. SHORT TERM RENTALS BOOKED THROUGH AIRBNB OR VRBO. IMPROVE/MAINTAIN THE PROPERTY. 30% OF ANNUAL INCOME. 5 HOURS DEVOTED DURING SECURITIES TRADING HOURS. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-04
  • S63 Uniform Securities Agent State Law Examination
    1993-06-04
Designations

View on SEC IAPD

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