Kevin Keith Klein

Urbandale, IA • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2017-09-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ria Advisory Group	Ankeny	IA	03/2014	09/2017
Lifestyles Investment Strategies	Urbandale	IA	09/2017	Present

2014-03-20 → 2017-10-20

Ria Advisory Group, Llc

Des Moines, IA
2010-09-24 → 2014-03-14

Northwest Wealth Management, Llc

Spencer, IA
2009-10-05 → 2010-09-14

Ameriprise Financial Services, Llc

West Des Moines, IA
2007-04-19 → 2009-10-05

Ameriprise Advisor Services, Inc.

West Des Moines, IA

West Des Moines, IA

KEVIN KLEIN IS A LICENSED LIFE INSURANCE AGENT AND SPENDS 1% OF HIS TIME IN THIS ACTIVITY.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-26
S63	Uniform Securities Agent State Law Examination	1991-03-20