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Claudia Perez Brown

Commonwealth Financial Network

Plano, TX

Plano, TX

CRD 2128030

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-23
  • TX RA
    APPROVED
    Since 2018-01-23

Branch Locations

2805 N. Dallas Pkwy. Suite 100, Plano, TX 75093 • United States

2805 N. Dallas Pkwy. Suite 100, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 11/2009 07/2026
Lewis Brown Addison TX 11/2009 01/2018
Guided Path Financial Plano TX 01/2018 Present
Commonwealth Financial Network Waltham MA 07/2026 Present
Other Businesses

1) FIXED INSURANCE SALES 2) NOTARY PUBLIC; NOT INVESTMENT RELATED, NOT CONDUCTED AT BRANCH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-22
S63 Uniform Securities Agent State Law Examination 1995-05-05
  • S65 Uniform Investment Adviser Law Examination
    2018-01-22
  • S63 Uniform Securities Agent State Law Examination
    1995-05-05
Other Names
  • Claudia Perezbrown
  • Claudia Marie Brown
  • Claudia Marie Perez

View on SEC IAPD

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