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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-02-03 |
| HI | RA | APPROVED | 2025-01-31 |
| NV | RA | APPROVED | 2025-01-30 |
| FL | RA | APPROVED | 2024-11-25 |
| AR | RA | APPROVED | 2024-11-14 |
| CA | RA | APPROVED | 2024-11-14 |
| GA | RA | APPROVED | 2024-11-14 |
| IL | RA | APPROVED | 2024-11-14 |
| MS | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
| OH | RA | APPROVED | 2024-11-14 |
| VA | RA | APPROVED | 2024-11-14 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | San Diego | CA | 03/2006 | 11/2024 |
| Prudential Insurance Company Of America | San Diego | CA | 03/2006 | Present |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-03 |
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