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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-07-21 |
Branch Locations
222 Mustang Trl Ste 100, Virginia Beach, VA 23452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Virginia Beach | VA | 02/1991 | 07/2021 |
| Various Insurance Carriers | Virginia Beach | VA | 03/1991 | 07/2021 |
| Dnp&P Group, Llc | Virginia Beach | VA | 08/2019 | 07/2021 |
| Lpl Financial Llc | Virginia Beach | VA | 07/2021 | Present |
03/1991-PRESENT. VARIOUS INSURANCE CARRIERS. INSURANCE SALES. INSURANCE AGENT. VIRGINIA BEACH, VA. INVESTMENT RELATED 08/2019-PRESENT; DNP&P GROUP, LLC; VIRGINIA BEACH, VA; INVESTMENT RELATED; LLC; MANAGING MEMBER; 4HRS/MO; 4HRS/MO DURING SECURITY TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-07 |
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