Best Investors Account Sign in
Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-31
  • FL RA
    APPROVED
    Since 2019-07-31

Branch Locations

2424 Enterprise Road Suite G, Clearwater, FL 33763 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Wealth Resources, Inc. Clearwater FL 09/1998 Present
Capital Financial Services Inc. Minot ND 11/2010 07/2019
Kovack Securities, Inc. Fort Lauderdale FL 07/2019 Present
Kovack Advisors, Inc. Fort Lauderdale FL 07/2019 Present
  • 09/1998 → Present
    Retirement Wealth Resources, Inc.
    Clearwater, FL
  • 11/2010 → 07/2019
    Capital Financial Services Inc.
    Minot, ND
  • 07/2019 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 07/2019 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2011-02-22 → 2019-07-29
    Capital Financial Services, Inc.
    Clearwater, FL
    Minot, ND
    Tampa, FL
  • 2004-06-16 → 2010-11-15
    Investors Capital Corp.
    Clearwater, FL
    Lynnfield, MA
    Gilford, NH
  • 2001-02-15 → 2004-06-14
    Eastern Point Advisors Inc.
    Clearwater, FL
Other Businesses

1 )DBA: GORDON FINANCIAL INC. DBA FIDUCIARY ADVISORS LLC - 2424 ENTERPRISE ROAD SUITE G CLEARWATER, FL 33763; PRESIDENT; SALES AND SERVICE OF FIXED INSURANCE, TAX PREPARATION; INVESTMENT RELATED ACTIVITY; 10% OF TIME SPENT 2) DBA: GORDON FINANCIAL INC. DBA RETIREMENT WEALTH RESOURCES INC. - 2424 ENTERPRISE ROAD SUITE G; CLEARWATER, FL 33763; PRESIDENT ; SALES AND SERVICE OF FIXED INSURANCE, TAX PREPARATION; INVESTMENT RELATED ACTIVITY; 10% OF TIME SPENT 3) CYPRESS PROFESSIONAL CENTER CONDOMINIUM ASSOCIATION - 2424 ENTERPRISE ROAD SUITE G; CLEARWATER, FL 33763;PRESIDENT; MANAGE UPKEEP OF THE BUILDING AND GROUNDS; NON-INVESTMENT RELATED ACTIVITY; <1% OF TIME SPENT 4) MLB REAL PROPERTIES LLC - 2424 ENTERPRISE ROAD SUITE G; CLEARWATER, FL 33763; PRESIDENT; LLC FORMED AS AN ASSET PROTECTION TOOL, NO COMPENSATION; NON-INVESTMENT RELATED ACTIVITY; <1% OF TIME SPENT 5) NOTARY PUBLIC - 2424 ENTERPRISE ROAD SUITE G; CLEARWATER, FL 33763; NON-INVESMENT RELATED; NOTARY PUBLIC; NOTARY; 1% OF TIME SPENT. 6) FLORIDA MORTGAGE LOAN ORGINATOR; 2424 ENTERPRISE ROAD SUITE G; CLEARWATER, FL 33763; NON-INVESTMENT RELATED; MAINTAING THE LICENSE; LOAN ORGINATOR; 0% OF TIME SPENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-23
  • S63 Uniform Securities Agent State Law Examination
    1996-08-23
Designations

View on SEC IAPD

More in Clearwater, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor