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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-02-09 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
283 2Nd St E, Sonoma, CA 95476-5708 • United States
Sonoma, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sonoma | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Sonoma | CA | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 22033 Broadway, , Sonoma, CA, 95476; Not Investment-Related; 02/23/2026.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-12 |
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