John Eugene Estes

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → Present
  Raymond James Financial Services, Inc.
  Fairfax, VA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Fairfax, VA

Previous Registrations

• 2005-03-30 → 2009-07-14
  Accordant Advisory Group, Inc.
  Fairfax, VA

Other Businesses

(1)Name of Business: Estes Wealth Strategies Address: 4114 Legato Rd, Suite 440, Fairfax, VA, 22124, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA name for branding my financial planning practice.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-23
• S63 Uniform Securities Agent State Law Examination
  1991-04-09

Designations

• Certified Financial Planner

Other Names

• John Eugene Estes