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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| FL | RA | APPROVED | 2007-08-21 |
| NJ | RA | APPROVED | 2007-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Florham Park | NJ | 08/2007 | Present |
1. Temple Shalom;215 South Hillside Ave Succasunna NJ; Religious/Non-profit; Financial Secretary; Approves discounts for membership dues; affiliation started 07/01/2013; 5 hours per month; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-30 |
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