Darin John Schubring

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2014-04-04

WI RA
APPROVED

Since 2014-04-04

Branch Locations

2601 W Beltline Hwy Ste 104, Madison, WI 53713-2319 • United States

Middleton, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Madison	WI	02/2014	03/2020
Ameriprise Financial Services, Llc	Madison	WI	03/2020	Present

02/2014 → 03/2020

Ameriprise Financial Services, Inc.

Madison, WI
03/2020 → Present

Ameriprise Financial Services, Llc

Madison, WI

Previous Registrations

2005-05-19 → 2013-12-12

Rbc Capital Markets, Llc

Madison, WI

Madison, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-22
S63	Uniform Securities Agent State Law Examination	1991-03-15

S65 Uniform Investment Adviser Law Examination

1999-12-22
S63 Uniform Securities Agent State Law Examination

1991-03-15

Other Names

Darin J Schubring

View on SEC IAPD