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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
CT RA APPROVED 2017-06-30
TX RA APPROVED 2017-05-10
  • NY RA
    APPROVED
    Since 2021-06-14
  • CT RA
    APPROVED
    Since 2017-06-30
  • TX RA
    APPROVED
    Since 2017-05-10

Branch Locations

Two Stamford Plaza 281 Tresser Boulevard Suite 1004, Stamford, CT 06901 • United States

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Stamford CT 07/1990 Present
Mml Investors Services, Llc Stamford CT 02/1991 Present
Lenox Advisors, Inc. Stamford CT 01/2002 Present
  • 07/1990 → Present
    Mass Mutual Life Insurance Company
    Stamford, CT
  • 02/1991 → Present
    Stamford, CT
  • 01/2002 → Present
    Lenox Advisors, Inc.
    Stamford, CT
Previous Registrations
  • 2002-06-10 → 2021-12-14
    Lenox Advisors, Inc.
    New York, NY
Other Businesses

(1) NAME: LENOX ADVISORS, INC / GREGORY K. LARGE INV REL: Y ADD: 281 TRESSER BLVD STE 1004 STAMFORD CT 06901 NATURE: OUTSIDE INSURANCE SALES POSITION: PRESIDENT START DATE: 2001 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 10 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES & HEALTH. (2) NAME: BUFFALO ENTERPRISES 11 LLC, INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: MEMEBER, LANDLORD START DATE: 2004 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: OVERSEE REAL ESTATE HOLDINGS AND RENTAL PROPERTIES. (3) NAME: NFP INDIVIDUAL SOLUTIONS INV REL: Y ADD: 281 TRESSER BLVD STE 1004 STAMFORD CT 1004 NATURE: OUTSIDE INSURANCE; INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, AND GROUP HEALTH INSURANCE POSITION: SALES, AGENT, AND CO-PRESIDENT NFP START DATE: 1/1/2016 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40. (4) NAME: FIELDTECH JV, LLC INV REL: Y ADD: 90 PARK AVE, 18TH FLOOR, NEW YORK, NY 10016 NATURE: INSURANCE AGENCY OPERATING TECHNOLOGY PLATFORM, POSITION: EXECUTIVE CHARIMAN, START DATE: 7/1/2021, NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING:3.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-05
  • S63 Uniform Securities Agent State Law Examination
    1991-08-05
Designations
Other Names
  • Gregory Karl Large

View on SEC IAPD

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