Barbara Jean Kelly

Current Employers

Employment History

• 11/2005 → 12/2016
  Interocean Capital
  Chicago, IL
• 01/2017 → Present
  Mint Private Enterprises Llc
  Western Springs, IL
• 07/2018 → 07/2022
  Castleview Partners, Llc
  Dallas, TX
• 07/2022 → Present
  Aza Capital Management
  Chicago, IL

Previous Registrations

• 2018-07-18 → 2022-07-18
  Castleview Partners, Llc
  Rosemont, IL
• 2001-07-18 → 2005-11-29
  Morgan Stanley Dw Inc.
  Riverwoods, IL

Other Businesses

Since October 2017, Ms. Kelly has served as the Director of McLennan Partners Ltd. ("McLennan") located at 28 Queensgate, Inverness, Scotland. McLennan is not an investment-related business. McLennan is a UK Company organized in for the purpose of investing in a Bed & Breakfast. On a monthly basis, approximately 3 hours during non-trading hours are spent on company matters. Since January 2017, Ms. Kelly has served as the owner of Mint Private Enterprises, LLC ("Mint") located at 4375 Hampton Ave, Western Springs IL 60558. Mint is not an investment-related business. Mint provides administrative services for a family office in the areas of record keeping trust administration, and coordination with third parties. On a weekly basis, approximately 2.5 hours during both normal trading and non-trading hours are spent on record keeping and coordinating with legal and accounting service providers.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-07
• S63 Uniform Securities Agent State Law Examination
  1992-04-03

Other Names

• Barbara Graham