Reginald Franklin Muggley

Current Employers

Employment History

• 04/2010 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 07/1996 → 04/2017
  Asset One, Llc
  Woodlands, TX
• 11/2017 → 07/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2021 → Present
  Independent Financial Group
  The Woodlands, TX

Previous Registrations

• 2017-11-01 → 2021-08-12
  Cetera Wealth Services, Llc
  The Woodlands, TX
• 2017-04-03 → 2017-11-01
  Girard Securities, Inc.
  The Woodlands, TX
  San Diego, CA
  Mandeville, LA
  The Woodlands, TX
  Corpus Christi, TX
• 2003-04-07 → 2017-07-02
  Asset One Llc
  The Woodlands, TX

Other Businesses

(1) MUGGLEY & RENZI & CO. PLLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/01/1984 ADDRESS: 25211 Grogans Mill Rd., Ste. 280, The Woodland TX 77380, United States DESCRIPTION: Owner of tax prep and accounting company (2) INSURANCE POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1984 ADDRESS: 25211 Grogans Mill Rd., Ste. 280, The Woodland TX 77380, United States DESCRIPTION: Insurance Agent (3) TOROSO FINANCIAL GROUP POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 08/01/2021 ADDRESS: 25211 Grogans Mill Rd., Ste. 280, The Woodland TX 77380, United States DESCRIPTION: DBA for marketing purposes

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-03-14

Other Names

• Buster Muggley