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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-26 |
| TX | RA | APPROVED | 2021-04-26 |
Branch Locations
18 Main Street Extension Suite 303, Plymouth, MA 02360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Osterville | MA | 06/2007 | 05/2017 |
| Holidays For Heroes & Sierra Delta Inc | Nantucket | MA | 05/2017 | 12/2020 |
| Stifel, Nicolaus & Company, Incorporated | Hyannis > Plymouth | MA | 01/2021 | Present |
1. Figawi Charities Inc; 119 Chopteague Lane Marstons Mills, MA 02648; non-profit to benefit competitive sailing for all ages; Vice President, Board of Directors; create policy, oversee operations; 02/10/2023; 10hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-31 |
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