Best Investors
Account
Sign in
Best Investors
Account
Sign in
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-31 |
Branch Locations
925 Santa Fe Dr Suite 101, Weatherford, TX 76086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 08/2012 | Present |
1) MR. DAY IS A VOLUNTEER/NON PROFIT FOR EMINENT DOMAIN BOARD LOCATED AT 155 ENGLISH LAKE COURT, WEATHERFORD, TX 76008. THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS WEEKLY TIME DURING MARKET HOURS. COMPENSATION IS 1-9% IF HIS ANNUAL INCOME. 2) STATE OF TX HOUSE OF REPRESENTATIVES TEXAS STATE SENATE CAMPAIGN TREASURER VOLUNTEER., NO COMPENSATION, NO TIME SPENT DURING MARKET HRS. 3) MR. DAY IS A BOARD MEMBER AT W.I.S.D EDUCATION FOUNDATION LOCATED AT 1100 LONGHORN, WEATHERFORD, TX 76086 PHONE NUMBER 817-598-2956; WILL BE SPENDING 1-9% OF HIS WEEKLY TIME; NOT DURING MARKET HOURS; MR. DAY WILL NOT BE COMPENSATED. 4) DAY WEALTH MANAGEMENT; INVESTMENT RELATED - YES; 925 SANTA FE DR., #101 WEATHERFORD, TX 76086; DBA; FINANCIAL ADVISOR; OWNER; 10/2012; 160 HOURS PER MONTH; 160 DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT-RELATED SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
Reach out to this advisor