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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-09-06 |
| TX | RA | APPROVED_RES | 2016-09-06 |
Branch Locations
92 Lancaster Avenue Suite 205, Devon, PA 19333 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Philadelphia | PA | 11/2009 | 09/2016 |
| Raymond James & Associates, Inc. | Philadelphia | PA | 09/2016 | 11/2021 |
| Raymond James & Associates, Inc. | Devon | PA | 11/2021 | Present |
(1)Name of Business: Kaplan Address: 441 Bair Rd, Berwyn, PA, 19312, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 11/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Trustee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-01 |
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