Michael Stephen Knight

Current Employers

Knight Investment Planning, Llc

Libertyville, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2004-03-15

IL RA
APPROVED

Since 2004-03-15

Branch Locations

422 Laurel Ave, Libertyville, IL 60048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knight Investment Planning, Llc	Chicago	IL	02/2004	Present

02/2004 → Present

Knight Investment Planning, Llc

Chicago, IL

Other Businesses

2011-PRESENT: ARBITRATOR/FINRA/INVESTMENT RELATED/CHICAGO, IL/NONPUBLIC ARBITRATOR/MAY INVOLVE UP TO 40 HRS PER MONTH DURING MARKET HOURS WHEN ASSIGNED TO A CASE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-09
S63	Uniform Securities Agent State Law Examination	1991-05-31

S65 Uniform Investment Adviser Law Examination

1997-04-09
S63 Uniform Securities Agent State Law Examination

1991-05-31

Designations

View on SEC IAPD

Current Employers

Knight Investment Planning, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews