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Knight Investment Planning, LLC CRD 130445
53 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Libertyville, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2004-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knight Investment Planning, Llc | Chicago | IL | 02/2004 | Present |
2011-PRESENT: ARBITRATOR/FINRA/INVESTMENT RELATED/CHICAGO, IL/NONPUBLIC ARBITRATOR/MAY INVOLVE UP TO 40 HRS PER MONTH DURING MARKET HOURS WHEN ASSIGNED TO A CASE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-31 |
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