James Gerard Duplisea

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1997 → Present
  Best Of America Mtg Services Llc
  Canton, MA
• 01/2010 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2010 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 1996-01-01 → 2010-01-20
  Securities America Advisors, Inc.
  Canton, MA

Other Businesses

1) JAMES DUPLISEA, 1032 WASHINGTON ST, CANTON, MA 02021; NOT INVESTMENT RELATED. BEGAN 3/16/83 AS OWNER AND LANDLORD OF A RESIDENTIAL PROPERTY. DEVOTES 15 HRS/WK 0/TRADE HRS. 2) ORIGINATE MORTGAGE LOANS. 3) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 04/15/2013

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-03-20

Designations

• Certified Financial Planner

Other Names

• Jim Duplisea