Carol Ann Powell

Employer firm

Magnolia Capital Management CRD 119597

$228M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → Present
  Magnolia Capital Management, Ltd
  Cold Spring, NY
• 01/1979 → Present
  Carol A Powell, Cpa
  Cold Spring, NY
• 11/2003 → Present
  Harper Capital Management, Ltd
  Cold Spring, NY

Other Businesses

1-Carol A Powell, CPA; not investment related;10 Julia Lane Suite 101, Cold Spring, NY 10516; the business is a tax and accounting firm; I am the sole owner; Owner; January 1979; 120 hours per month; Hours during securities trading hours is approx. 120 per month; duties include tax and accounting services 2-Magnolia Capital Management, Ltd.; yes the company is investment related; 145 Main Street, Cold Spring, NY 10516; investment advisory firm; Treasurer and Board of Directors Member; March 2002; 20 hours per month; hours worked are during securities trading hours; responsible for attending quarterly board meetings, tax filings and on an as needed basis investment advisory decisions

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-22
• S63 Uniform Securities Agent State Law Examination
  1992-08-31

Designations

• Personal Financial Specialist

Other Names

• Carol Ann Batty