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Zeeshan Ali Mir

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-19
NJ RA APPROVED 2002-10-16
  • TX RA
    APPROVED_RES
    Since 2006-09-19
  • NJ RA
    APPROVED
    Since 2002-10-16

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater Township NJ 09/2002 Present
Bank Of America, N.A. Bridgewater NJ 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-04
S63 Uniform Securities Agent State Law Examination 1991-05-10
  • S65 Uniform Investment Adviser Law Examination
    1999-10-04
  • S63 Uniform Securities Agent State Law Examination
    1991-05-10
Other Names
  • Shaun Mir
  • Zeeshan Mir
  • Shaun Mir

View on SEC IAPD

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