Joshua Von Mesenburg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Uis Insurance & Investments
  Sandusky, OH
• 09/2014 → 06/2021
  Voya Financial Advisors
  Sandusky, OH
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-26 → 2021-06-09
  Voya Financial Advisors, Inc.
  Wooster, OH
  Sandusky, OH
  Toledo, OH
• 2010-02-10 → 2012-05-10
  The Huntington Investment Company
  North Olmsted, OH
  Parma, OH
• 2009-06-02 → 2010-01-07
  Fifth Third Securities, Inc.
  Sandusky, OH
• 2005-10-06 → 2008-12-22
  Citigroup Global Markets Inc.
  Sandusky, OH
  Sandusky, OH

Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 110 W PERKINS AVE; SANDUSKY; OH; 44870; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/12/2013; 160; 110; FIXED INSURANCE SALES PRODUCTS 2. NAME OF ENTITY: UIS INSURANCE & INVESTMENTS; Yes; 110 W PERKINS AVE; SANDUSKY; OH; 44870; FINANCIAL SERVICES/DBA; SENIOR ACCOUNT EXECUTIVE; 5/1/2012; 160; 110; INSURANCE & INVESTMENT SALES AND SERVICE 3. NAME OF ENTITY: Mesenburg Farms; No; 1107 Wyndham Ln.; Sandusky; OH; 44870; Grain Farm; Operator; 7/1/2019; 1; 0; Operation of small family grain farm. 4. NAME OF ENTITY: W.C. Felton Agency; No; 51 S. Washington St.; Tiffin; OH; 44883; Shareholder of W.C. Felton Agency DBA UIS Insurance & Investements; Shareholder; 2/14/2018; 160; 160; Shareholder and Independent Insurance Agent|

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-30
• S63 Uniform Securities Agent State Law Examination
  2005-09-23