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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uis Insurance & Investments | Sandusky | OH | 05/2012 | Present |
| Voya Financial Advisors | Sandusky | OH | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 110 W PERKINS AVE; SANDUSKY; OH; 44870; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/12/2013; 160; 110; FIXED INSURANCE SALES PRODUCTS 2. NAME OF ENTITY: UIS INSURANCE & INVESTMENTS; Yes; 110 W PERKINS AVE; SANDUSKY; OH; 44870; FINANCIAL SERVICES/DBA; SENIOR ACCOUNT EXECUTIVE; 5/1/2012; 160; 110; INSURANCE & INVESTMENT SALES AND SERVICE 3. NAME OF ENTITY: Mesenburg Farms; No; 1107 Wyndham Ln.; Sandusky; OH; 44870; Grain Farm; Operator; 7/1/2019; 1; 0; Operation of small family grain farm. 4. NAME OF ENTITY: W.C. Felton Agency; No; 51 S. Washington St.; Tiffin; OH; 44883; Shareholder of W.C. Felton Agency DBA UIS Insurance & Investements; Shareholder; 2/14/2018; 160; 160; Shareholder and Independent Insurance Agent|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-23 |
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