A. Bruce Otto

Current Employers

Employment History

• 12/1990 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/1991 → 02/2023
  O & G Financial Consulting
  Minier, IL
• 02/1998 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2021 → Present
  Orchard Financial Group
  Minier, IL

Other Businesses

1) NAME OF OTHER BUSINESS: ORCHARD FINANCIAL GROUP INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 06/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: CORPORATION ADMINISTRATION, CONSULATION, BUSINESS DEVELOPMENT AND COMMUNITY SERVICE ; 2) NAME OF OTHER BUSINESS: MINIER FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NON-PROFIT; START DATE: 08/2022; POSITION/TITLE/RELATIONSHIP: SECRETARY/TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: SECRETARY/TREASURER FOR NON-PROFIT COMMUNITY FOUNDATION; 3) NAME OF OTHER BUSINESS: OLYMPIA AREA KIWANIS CLUB OF ILLINOIS INVESTMENT RELATED: NO ADDRESS: BOX 437 5 MILLARD COURT. MINIER IL 61759 NATURE OF BUSINESS: BOARD START DATE: 1/1/2007 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SERVE IN SUPPORT OF PRESIDENT. PRESIDE IN THE ABSENCE OF THE PRESIDENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-07
• S63 Uniform Securities Agent State Law Examination
  1991-02-27

Other Names

• Abruce Otto
• Albert Bruce Otto
• Bruce A Otto