Michael Stephen Jones

Current Employers

Employment History

• 07/2010 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-07-06 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Tustin, CA
  Burlington, WA
  Lynnfield, MA
  Spokane, WA
• 2008-08-01 → 2010-07-07
  Nationwide Securities, Llc
  Burlington, WA
• 1996-04-12 → 2008-08-01
  1717 Capital Management Company
  Burlington, WA
  Burlington, WA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITIES, ANNUITIES, AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: HAWES SCUBA ACCESSORIES, INC, INVESTMENT RELATED: NO, ADDRESS: 336A E. FAIRHAVEN AVE BURLINGTON WA 98233, NATURE OF BUSINESS: REAL ESTATE INVESMENT & PROPERTY MANAGEMENT, START DATE:2004, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: 50% OWNER, 3. NAME OF OTHER BUSINESS: FINANCIAL SERVICES GROUP, INVESTMENT RELATED: YES, ADDRESS: 336A E. FAIRHAVEN AVE BURLINGTON WA 98233, NATURE OF BUSINESS: DBA FOR INSURANCE SALES & ANNUITY SALES, START DATE: 3/1991, APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF TRADING HOURS PER WEEK: 25, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: SALES; 4. NAME OF OTHER BUSINESS: FSG LLC DBA LOLA'S INTL KITCHEN; INVESTMENT RELATED: NO; ADDRESS: 336 E FAIRHAVEN AVE SUITE C, BURLINGTON, WA 98233 NATURE OF BUSINESS: RESTAURANT; START DATE: 04/2019; POSITION/TITLE/RELATIONSHIP: OPERATIONS / CHEF / OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: OPERATIONS / CHEF / OWNER;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-16
• S63 Uniform Securities Agent State Law Examination
  1991-02-22