Best Investors Account Sign in
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-25
  • MI RA
    APPROVED
    Since 2024-11-25

Branch Locations

41122 Ryan Rd, Sterling Heights, MI 48314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham MI 03/2014 12/2016
Wells Fargo Clearing Services, Llc Birmingham MI 03/2014 12/2017
Ubs Financial Services Inc. Birmingham MI 12/2017 05/2018
Jp Morgan Chase Bank Na Troy MI 12/2018 06/2019
J.P. Morgan Securities Llc Troy MI 12/2018 06/2019
Citizens Securities, Inc. Clinton Township MI 06/2019 11/2024
Unemployed Sterling Heights MI 05/2018 12/2018
Fifth Third Securities Sterling Heights MI 11/2024 Present
Fifth Third Bank Sterling Heights MI 11/2024 Present
Previous Registrations
  • 2019-06-24 → 2024-11-19
    Rochester, MI
    Sterling Heights, MI
    Clinton Township, MI
    Sterling Heights, MI
    Lake Orion, MI
    Shelby Township, MI
    Clinton Township, MI
    Columbus, OH
    Fairlawn, OH
    Canton, OH
    North Canton, OH
    Commerce Township, MI
    No. Canton, OH
    Farmington Hills, MI
    Grosse Pointe, MI
    Grosse Pointe Woods, MI
    Rocky River, OH
  • 2019-02-25 → 2019-06-19
    Troy, MI
  • 2018-01-05 → 2018-05-15
    Birmingham, MI
  • 2014-06-23 → 2017-12-19
    Birmingham, MI
Other Businesses

PCWKAW Packaging LLC - 40456 Colony Dr., Sterling Heights, MI 48313 - packaging - Assistant Manager - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------------------------------- Be Bella's Boutique LLC - 40456 Colony Dr., Sterling Heights, MI 48313 - hand-made decorations - owner - 40 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-04
S63 Uniform Securities Agent State Law Examination 2004-05-12
  • S66 Uniform Combined State Law Examination
    2017-08-04
  • S63 Uniform Securities Agent State Law Examination
    2004-05-12
Other Names
  • Karen A Warner
  • Karen Warner
  • Karen A Stofan
  • Karen Ann Warner

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sterling Heights, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor