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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Birmingham | MI | 03/2014 | 12/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | MI | 03/2014 | 12/2017 |
| Ubs Financial Services Inc. | Birmingham | MI | 12/2017 | 05/2018 |
| Jp Morgan Chase Bank Na | Troy | MI | 12/2018 | 06/2019 |
| J.P. Morgan Securities Llc | Troy | MI | 12/2018 | 06/2019 |
| Citizens Securities, Inc. | Clinton Township | MI | 06/2019 | 11/2024 |
| Unemployed | Sterling Heights | MI | 05/2018 | 12/2018 |
| Fifth Third Securities | Sterling Heights | MI | 11/2024 | Present |
| Fifth Third Bank | Sterling Heights | MI | 11/2024 | Present |
PCWKAW Packaging LLC - 40456 Colony Dr., Sterling Heights, MI 48313 - packaging - Assistant Manager - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------------------------------- Be Bella's Boutique LLC - 40456 Colony Dr., Sterling Heights, MI 48313 - hand-made decorations - owner - 40 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-12 |
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