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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-06-02
  • GA RA
    APPROVED
    Since 2023-06-02

Branch Locations

315 Resource Place, Winder, GA 30680 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-06-05
  • GA RA
    APPROVED
    Since 2017-06-05

Branch Locations

Canton, GA • United States

315 Resource Place, Winder, GA 30680 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 05/2014 01/2017
Legend Advisory Corporation Palm Beach Gardens FL 06/2015 09/2019
Lincoln Investment Winder GA 01/2017 Present
Capital Analysts Fort Washington PA 05/2023 Present
  • 05/2014 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 06/2015 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Winder, GA
  • 05/2023 → Present
    Fort Washington, PA
Previous Registrations
  • 2015-07-16 → 2019-10-04
    Legend Advisory, Llc
    Winder, GA
    Palm Beach Gardens, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-19
S63 Uniform Securities Agent State Law Examination 2007-02-23
  • S65 Uniform Investment Adviser Law Examination
    2015-06-19
  • S63 Uniform Securities Agent State Law Examination
    2007-02-23

View on SEC IAPD

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