Ruben Segovia

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-01-24
CA	RA	APPROVED	1997-12-15

TX RA
APPROVED_RES

Since 2017-01-24
CA RA
APPROVED

Since 1997-12-15

Branch Locations

Ventura, CA • United States

877 S Victoria Ave Ste 211, Ventura, CA 93003 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Oxnard	CA	09/2005	03/2020
Ameriprise Financial Services, Llc	Ventura	CA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Oxnard, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Ventura, CA

Other Businesses

Business Ownership; Send Out Cards; I'm considered a distributor with Send Out Cards. I only use the service to mail cards to clients.; I will be using Send out Cards to send all sorts of different cards (birthdays, anniversary, congrats, etc.) to both clients and non-clients.; 976 Burlington Ave, , Ventura, CA, 93004; Not Investment-Related; 07/15/2012; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-02-14

S63 Uniform Securities Agent State Law Examination

1991-02-14

Other Names

Ruben Segovia

View on SEC IAPD