Matthew Michael Simi

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 02/2020
  Morgan Stanley & Co. Incorporated
  San Francisco, CA
• 06/2009 → 02/2020
  Morgan Stanley Smith Barney
  San Francisco, CA
• 01/2015 → 02/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2020 → Present
  Ubs Financial Services Inc
  San Francisco, CA

Previous Registrations

• 2009-06-01 → 2020-02-24
  Morgan Stanley
  San Francisco, CA
• 2008-04-29 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Francisco, CA
  New York, NY
• 2001-12-04 → 2008-05-05
  J.P. Morgan Securities Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

1.L&M Properties LLC / 1534 Pualei, Lahaina, Hawaii 96761 / United States / Partnership / Real Estate / Investment related / involved with decisions as to the maintenance and upkeep of the house. / Short term property vacation rental / Wife is also part of the LLC, Linda Simi(50/50)(proprietor, partner, officer, director, employee, trustee, agent) / During business hours: 1 / After business hours: 1 / Start Date 7/13/2017

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-30
• S63 Uniform Securities Agent State Law Examination
  1991-03-06