Albert Gonzalez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 08/2020
  Waddell & Reed, Inc.
  Austin, TX
• 06/2010 → 08/2020
  Various Insurance Carriers For W & R Insurance Agencies
  Dripping Springs, TX
• 09/2017 → 12/2019
  Boston University Alumni Council
  Boston, MA
• 09/2017 → 08/2020
  Jimmy Lee
  Austin, TX
• 11/2019 → Present
  J29 Associates
  Dripping Springs, TX
• 09/2020 → Present
  Lpl Financial Llc
  Dripping Springs, TX

Previous Registrations

• 2010-06-21 → 2020-09-10
  Waddell & Reed
  Colleyville, TX
  Edmond, OK
  Dallas, TX
  Southlake, TX
  Fort Worth, TX
  Arlington, TX
  Austin, TX
  Sugar Land, TX
  Plano, TX
  Frisco, TX
  The Woodlands, TX
  Austin, TX
• 2006-10-05 → 2009-02-24
  Td Ameritrade, Inc.
  Fort Worth, TX
  Fort Worth, TX
• 2006-10-05 → 2009-02-24
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX

Other Businesses

1) 09/03/2020 - Outside/W-2 Employment - J29 ASSOCIATES -Not Investment Related - Dripping Springs, TX - Start Date:2018 - 1 Hrs/Mth - 0 Hrs During Trading. 2) 12/12/2023 - Modern Life - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/25/2023 - 4 Hours Per Month/ During Trading. 3) 08/11/2025 - AG Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:08/31/2022 - 30 Hrs/Mth - 30 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-29
• S63 Uniform Securities Agent State Law Examination
  2003-12-11

Other Names

• Al Gonzalez
• Albert Gonzalez