Jan Louis Grobstein

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2012-10-02

FL RA
APPROVED

Since 2012-10-02

Branch Locations

301 Yamato Road Suite 3160, Boca Raton, FL 33431 • United States

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Boca Raton	FL	08/2012	Present
Raymond James Financial Services Advisors, Inc.	Boca Raton	FL	10/2012	Present

08/2012 → Present

Raymond James Financial Services, Inc.

Boca Raton, FL
10/2012 → Present

Raymond James Financial Services Advisors, Inc.

Boca Raton, FL

Previous Registrations

2006-10-26 → 2012-08-29

Raymond James & Associates, Inc.

Boca Raton, FL
2004-02-20 → 2006-10-16

Ubs Financial Services Inc.

Boca Raton, FL

Boca Raton, FL
1998-10-29 → 2003-11-07

Ubs Financial Services Inc.

Bethesda, MD

Other Businesses

(1)Name of Business: Advisory Services of Delray Beach,LLC Address: 11099 Glen Orchard Lane, Boynton Beach, FL, 33473, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/06/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC principal (2)Name of Business: Arthur Rottenstein,LLC. Address: 301 E Yamato Rd Ste 3160, Boca Raton, FL, 33431, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/07/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: support company established for RJFS practice (3)Name of Business: Boca Raton Financial Planners Address: 301 Yamato Road, Boca Raton, FL, 33431, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/12/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none (4)Name of Business: United American Insurance Address: 11099 Glen Orchard Lane, Boynton Beach, FL, 33473, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/12/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sales agent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-28
S63	Uniform Securities Agent State Law Examination	1998-09-14

S65 Uniform Investment Adviser Law Examination

1998-09-28
S63 Uniform Securities Agent State Law Examination

1998-09-14

View on SEC IAPD