James William Hilliard

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-03-12
TX	RA	APPROVED_RES	2023-04-03
MD	RA	APPROVED	2023-03-31

FL RA
APPROVED

Since 2024-03-12
TX RA
APPROVED_RES

Since 2023-04-03
MD RA
APPROVED

Since 2023-03-31

Branch Locations

1450 Twin Lakes Avenue Suite 202, Bozeman, MT 59718 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Towson	MD	10/1992	03/2023
Wells Fargo Advisors Financial Network, Llc	Bozeman	MT	03/2023	Present

10/1992 → 03/2023

Ameriprise Financial Services, Inc.

Towson, MD
03/2023 → Present

Wells Fargo Advisors Financial Network, Llc

Bozeman, MT

Previous Registrations

1992-11-25 → 2023-04-05

Ameriprise Financial Services, Llc

Severna Park, MD

Severna Park, MD

Severna Park, MD

Other Businesses

RENTAL CONDO, INVT RELATED, ANNAPOLIS, MD, 100% OWNERSHIP, START DATE 11/1/2022, LESS THAN 1 HRPER MONTH, 0 HRS DURING TRADING, OWNER OF PROPERTY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-27
S63	Uniform Securities Agent State Law Examination	1991-02-08

S65 Uniform Investment Adviser Law Examination

1992-10-27
S63 Uniform Securities Agent State Law Examination

1991-02-08

View on SEC IAPD