Richard William Dutrisac

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 08/2018
  National Planning Corporation
  Irvine, CA
• 11/2017 → 08/2020
  Lpl Financial Llc
  Costa Mesa, CA
• 08/2020 → 06/2024
  Securities America Inc
  Costa Mesa, CA
• 08/2020 → 06/2024
  Securities America Advisors
  Costa Mesa, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Costa Mesa, CA

Previous Registrations

• 2020-08-17 → 2024-06-14
  Securities America Advisors, Inc.
  Costa Mesa, CA
• 2017-11-29 → 2020-08-26
  Lpl Financial Llc
  Costa Mesa, CA
• 2013-02-12 → 2017-11-29
  National Planning Corporation
  El Segundo, CA
  Costa Mesa, CA
• 2006-05-03 → 2013-02-14
  Walnut Street Securities, Inc.
  Irvine, CA
• 1998-12-08 → 2006-11-02
  Walnut Street Advisers Inc
  Irvine, CA

Other Businesses

1) DBA - Integrated Capital Management 2) RICHARD DUTRISAC POSITION: Insurance agent NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/20/2017 ADDRESS: 5901 Givens Rd, Lascassas TN 37085, United States DESCRIPTION: Sales of term, univeral, whole life insurance, long term care and health insurance 3) SUCCESSOR TRUSTEE POSITION: successor trustee NATURE: Successor Trustee for my parents trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2019 ADDRESS: 5901 Givens Rd, Lascassas TN 37085, United States DESCRIPTION: will act as trustee on my parents living trust after they both die

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-20
• S63 Uniform Securities Agent State Law Examination
  1991-03-11