Best Investors Account Sign in
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2020-11-12
  • ID RA
    APPROVED
    Since 2020-11-12

Branch Locations

Coeur D' Alene, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 11/2010 Present
Previous Registrations
  • 2009-02-13 → 2010-11-05
    Brewer Investment Advisors Llc
    Chicago, IL
    Jacksonville, FL
  • 1991-02-14 → 2009-02-13
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 12/03/10 3) 7143 N RENDEZVOUS DR, 7143 N Rendezvous Dr, Coeur d'Alene ID 83815, United States, 12/01/2024, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-10
S65 Uniform Investment Adviser Law Examination 1996-07-10
  • S63 Uniform Securities Agent State Law Examination
    1996-07-10
  • S65 Uniform Investment Adviser Law Examination
    1996-07-10

View on SEC IAPD

More in Coeur D' Alene, ID

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor