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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-11-19
  • SC RA
    APPROVED
    Since 2015-11-19

Branch Locations

Beaufort, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gammon Money Management Services, Inc. Tallahassee FL 09/1998 Present
Cambridge Investment Research, Inc. Fairfield IA 05/2001 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2006 Present
  • 09/1998 → Present
    Gammon Money Management Services, Inc.
    Tallahassee, FL
  • 05/2001 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2006 → Present
    Fairfield, IA
Previous Registrations
  • 1997-04-07 → 2007-06-01
    Bluestar Retirement Advisers, Inc.
    Ponte Vedra Beach, FL
Other Businesses

1) INDEPENDENT INSURANCE AGENT WITH VARIOUS INDEPENDENT INSURANCE COMPANIES.2) PERSONAL RENTAL PROPERTY, GARRY GAMMON 3491 LAKESHORE DRIVE TALLAHASSE, FL 32312, OWNER, NON - INVESTMENT RELATED, 10 YEARLY NON TRADING TIME,HOUSE CONVERTED TO RENTAL PROPERTY. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 05/01/2001

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-06-18
  • S63 Uniform Securities Agent State Law Examination
    2010-06-18

View on SEC IAPD

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