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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-20 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
8300 Norman Center Drive, Bloomington, MN 55437 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Bloomington | MN | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. OWNER OF RENTAL PROPERTY: BLOOMINGTON, MN; COLLECT RENT AND MAINTAIN PROPERTY; .1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 05/1988** 2. VACATION HOME RENTAL; BLOOMINGTON, MN; COLLECT RENT; 1.1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 01/2013 3. Rental Property; Fort Myers, FL; Rental; Investment related; Sole Proprietor / Owner / Partner; 01/2013; During business hours: 0; After business hours: 1.1 4. Rental; Investment related No; Bloomington, MN; Real estate; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Apr/2018; During business hours: 0; After business hours: 1; 5. *541564 - Rental property; Investment related Yes; Crete, Illinois; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2023 ; During business hours: 0; After business hours: 1; Property Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-08 |
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