Robert Keith Glass

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2017-11-15

Branch Locations

2527 John Hawkins Pkwy, Hoover, AL 35244 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	Mountain Brook	AL	10/2016	11/2016
Northwestern Mutual Life Insurance Company	Milwaukee	WI	11/2016	09/2017
Northwestern Mutual Investment Services Llc	Vestavia	AL	11/2016	09/2017
Bbva Securities	Birmingham	AL	07/2015	10/2016
Wells Fargo Clearing Services, Llc.	Birmingham	AL	10/2017	Present
Wells Fargo Bank Na	Birmingham	AL	09/2017	Present

2016-11-21 → 2017-10-06

Northwestern Mutual Investment Services, Llc

Vestavia, AL
2015-06-26 → 2016-10-11

Pnc Managed Account Solutions, Inc.

Birmingham, AL
2009-06-01 → 2015-06-25

Morgan Stanley

Birmingham, AL
2006-05-08 → 2009-06-01

Citigroup Global Markets Inc.

Birmingham, AL
2003-07-10 → 2006-05-08

Amsouth Investment Management Company Llc

Birmingham, AL
2003-01-31 → 2003-07-10

Amsouth Investment Services, Inc.

Birmingham, AL

Birmingham, AL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-17
S63	Uniform Securities Agent State Law Examination	1992-01-31