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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-30 |
| PA | RA | APPROVED | 2003-10-01 |
Branch Locations
3995 E Market St, York, PA 17402 • United States
Lancaster, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lancaster | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | York | PA | 03/2020 | Present |
Business Ownership; GSCO LLC; Chief Operating Officer; Provide services to my Franchise as Chief Operating Officer; 3995 East Market Street Suite 100, , York, PA, 17402; Investment-Related; 09/09/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Penn Manor Education Foundation; Board Member at large; 2950 Charlestown Road, , Lancaster, PA, 17603; Not Investment-Related; 06/30/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; GSCO LLC; Owner - Provide services to my Franchise as Chief Operating Officer; ; 3995 East Market Street Suite 100, , York, PA, 17402; Investment-Related; 09/09/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-04 |
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