Edward Michael Brennan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Ubs Financial Services
  Stamford, CT

Previous Registrations

• 2011-05-18 → 2015-06-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New Canaan, CT
  Norwalk, CT
  Westport, CT
  Norwalk, CT
  Westport, CT
  Wesport, CT
  Westport, CT
  Norwalk, CT
  Norwalk, CT
• 2009-05-28 → 2011-04-12
  Chase Investment Services Corp.
  Darien, CT
  Old Greenwich, CT
  Darien, CT
• 2009-01-09 → 2009-05-29
  Principal Securities, Inc.
  Norwalk, CT
• 2006-01-30 → 2008-12-31
  Principal Securities, Inc.
  Norwalk, CT
• 2003-07-03 → 2005-07-20
  New England Securities
  Norwalk , CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-13
• S63 Uniform Securities Agent State Law Examination
  1995-03-31

Other Names

• Michael Brennan