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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-26 |
| TX | RA | APPROVED_RES | 2026-02-26 |
| NJ | RA | APPROVED | 2026-02-25 |
| FL | RA | APPROVED | 2023-12-19 |
| CT | RA | APPROVED | 2015-06-17 |
Branch Locations
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
Fleming Island, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Stamford | CT | 06/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-31 |
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