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David Seth Gurievsky

B. Riley Wealth Advisors, Inc.

Tampa, FL

CRD 2121790

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Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-22
TX RA APPROVED_RES 2022-08-08
  • FL RA
    APPROVED
    Since 2022-08-22
  • TX RA
    APPROVED_RES
    Since 2022-08-08

Branch Locations

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Memphis TN 05/2009 Present
B. Riley Wealth Advisors, Inc. Memphis TN 07/2022 Present
Other Businesses

1) GURIEVSKY FINANCIAL CORP;5110 SOUTH JULES VERNE COURT TAMPA FL. 33611; DBA; START DATE; 5/2009; THIS IS SET UP TO PROCESS MY COMMISSIONS AND RUN MY BUSINESS EXPENSES, ETC.; FINANCIAL SERVICES; 2 HOURS PER WEEK WILL BE DEVOTED TO THIS ACTIVITY; 1 HOUR PER WEEK DURING TRADING HOURS WILL BE DEVOTED TO THIS ACTIVITY; COMMISSIONS FROM B. RILEY WEALTH.; IT IS TO PROCESS ALL MY COMMISSIONS AND EXPENSES RELATING TO MY INDEPENDENT FINANCIAL ADVISOR BUSINESS. 2) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH 2) JEWISH CHILDREN'S REGIONAL SERVICE, NOT INVESTMENT RELATED, PO BOX 7368 METAIRIE, LA 70010, CHARITABLE ORGANIZATION- CHILD WELFARE AGENCY FOR JEWISH YOUTH IN THE US, BOARD MEMBER AND EXECUTIVE COMMITTEE MEMBER, START 3/8/2015 (EC 2017), 3 HRS PER MONTH/0 HRS DURING TRADING, RESPONSIBLE TO UNDERSTAND THE BASIC MISSION AND PROGRAMS OF JCRS. MAKE AN EFFORT TO ATTEND THE 4-6 BOARD MEETINGS/MAJOR EVENTS SPONSORED BY JCRS. PARTICIPATE ON AT LEAST ONE OF THE JCRS COMMITTEES. SUPPORT/PROMOTE THE PROGRAMS OF JCRS. MAKE INTRODUCTIONS IN THE STATES JCRS SERVES. 3) 34 COUNTRY LLC; INVESTMENT RELATED; 5110 SOUTH JULES VERNE COURT TAMPA FL 33611; RENTAL PROPERTY, 3801 BETHLEHEM RD DOVER, FL 33527; START DATE 11/15/2013; 1 HR/MONTH DEVOTED NONE DURING SECURITIES TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-07
S63 Uniform Securities Agent State Law Examination 1991-02-25
  • S66 Uniform Combined State Law Examination
    2013-09-07
  • S63 Uniform Securities Agent State Law Examination
    1991-02-25
Other Names
  • David Gurievsky

View on SEC IAPD

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