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B. Riley Wealth Advisors, Inc. CRD 115927
$4.21B regulatory AUM 40 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-22 |
| TX | RA | APPROVED_RES | 2022-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 05/2009 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
1) GURIEVSKY FINANCIAL CORP;5110 SOUTH JULES VERNE COURT TAMPA FL. 33611; DBA; START DATE; 5/2009; THIS IS SET UP TO PROCESS MY COMMISSIONS AND RUN MY BUSINESS EXPENSES, ETC.; FINANCIAL SERVICES; 2 HOURS PER WEEK WILL BE DEVOTED TO THIS ACTIVITY; 1 HOUR PER WEEK DURING TRADING HOURS WILL BE DEVOTED TO THIS ACTIVITY; COMMISSIONS FROM B. RILEY WEALTH.; IT IS TO PROCESS ALL MY COMMISSIONS AND EXPENSES RELATING TO MY INDEPENDENT FINANCIAL ADVISOR BUSINESS. 2) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH 2) JEWISH CHILDREN'S REGIONAL SERVICE, NOT INVESTMENT RELATED, PO BOX 7368 METAIRIE, LA 70010, CHARITABLE ORGANIZATION- CHILD WELFARE AGENCY FOR JEWISH YOUTH IN THE US, BOARD MEMBER AND EXECUTIVE COMMITTEE MEMBER, START 3/8/2015 (EC 2017), 3 HRS PER MONTH/0 HRS DURING TRADING, RESPONSIBLE TO UNDERSTAND THE BASIC MISSION AND PROGRAMS OF JCRS. MAKE AN EFFORT TO ATTEND THE 4-6 BOARD MEETINGS/MAJOR EVENTS SPONSORED BY JCRS. PARTICIPATE ON AT LEAST ONE OF THE JCRS COMMITTEES. SUPPORT/PROMOTE THE PROGRAMS OF JCRS. MAKE INTRODUCTIONS IN THE STATES JCRS SERVES. 3) 34 COUNTRY LLC; INVESTMENT RELATED; 5110 SOUTH JULES VERNE COURT TAMPA FL 33611; RENTAL PROPERTY, 3801 BETHLEHEM RD DOVER, FL 33527; START DATE 11/15/2013; 1 HR/MONTH DEVOTED NONE DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-25 |
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