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Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2022-05-31
UT RA APPROVED 2007-03-20
  • ID RA
    APPROVED
    Since 2022-05-31
  • UT RA
    APPROVED
    Since 2007-03-20

Branch Locations

21 S Main, Smithfield, UT 84335 • United States

One Financial Way, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio National Financial Services Cincinnati OH 04/2002 Present
The O.N. Equity Sales Company Cincinnati OH 03/2007 Present
  • 04/2002 → Present
    Ohio National Financial Services
    Cincinnati, OH
  • 03/2007 → Present
    The O.N. Equity Sales Company
    Cincinnati, OH
Previous Registrations
  • 2006-10-24 → 2007-03-20
    American General Securities Incorporated
    Logan, UT
    Houston, TX
    Logan, UT
Other Businesses

1) LUDWINSKI Financial Inc; NOT INVESTMENT RELATED; 21 S Main ST LOGAN UT 84335; SELLING INSURANCE; AGENT; 11/01/2009-CURRENT; 120 HOURS/MONTH; 110 DURING SECURITIES TRADING HOURS/MONTH; HEALTH, LIFE, P&C, FIXED ANNUITIES, disability and LTC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-28
S63 Uniform Securities Agent State Law Examination 1998-10-17
  • S65 Uniform Investment Adviser Law Examination
    2005-07-28
  • S63 Uniform Securities Agent State Law Examination
    1998-10-17

View on SEC IAPD

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