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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-02-05
  • UT RA
    APPROVED
    Since 2024-02-05

Branch Locations

195 W 1600 N #120, Logan, UT 84341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Salt Lake City UT 08/2012 02/2024
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2024 Present
Champlin Investments Logan UT 02/2024 Present
Bmn Investments, Llc, Logan UT 09/2024 Present
  • 08/2012 → 02/2024
    Fidelity Investments
    Salt Lake City, UT
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Schaumburg, IL
  • 02/2024 → Present
    Champlin Investments
    Logan, UT
  • 09/2024 → Present
    Bmn Investments, Llc,
    Logan, UT
Previous Registrations
  • 2018-11-12 → 2024-01-10
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
  • 2011-03-30 → 2011-10-31
    Rexburg, ID
    Boise, ID
Other Businesses

1. NAME OF OTHER BUSINESS: CHAMPLIN INVESTMENTS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA START DATE: 2/2024 POSITION/TITLE/RELATIONSHIP: EMPLOYEE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: IAR DUTIES; 2, NAME OF OTHER BUSINESS: BMN INVESTMENTS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 09/2024, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FOR TAX PURPOSES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-02
S65 Uniform Investment Adviser Law Examination 2011-03-29
S63 Uniform Securities Agent State Law Examination 2011-03-15
  • S66 Uniform Combined State Law Examination
    2018-11-02
  • S65 Uniform Investment Adviser Law Examination
    2011-03-29
  • S63 Uniform Securities Agent State Law Examination
    2011-03-15

View on SEC IAPD

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