Michael John Gambol

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 08/2020
  Wells Fargo Clearing Services Llc
  Philadelphia, PA
• 05/2016 → 06/2018
  Unemployed
  Philadelphia, PA
• 08/2020 → 11/2021
  Raymond James & Associates, Inc.
  San Francisco, CA
• 11/2021 → Present
  Raymond James & Associates, Inc.
  Conshohocken, PA

Previous Registrations

• 2018-08-09 → 2020-08-26
  Wells Fargo Clearing Services, Llc
  Philadelphia, PA
• 2016-01-11 → 2016-06-02
  Worthfm
  Bala Cynwyd, PA
• 2006-05-31 → 2015-04-30
  Blackrock Financial Management, Inc
  Wilmington, DE
  New York, NY
• 2004-10-22 → 2006-06-01
  Blackrock Capital Management, Inc.
  Wilmington, DE
• 2002-06-28 → 2003-01-13
  Flagship Capital Management Inc
  Media, PA

Exams

• S66 Uniform Combined State Law Examination
  2019-01-04
• S65 Uniform Investment Adviser Law Examination
  2002-06-11
• S63 Uniform Securities Agent State Law Examination
  1991-02-15

Other Names

• Michael John Gambol
• Michael John Gambol
• Michael J Gambol