Michael Kevin Lewallen

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2019
  Cuna Brokerage
  Waverly, IA
• 01/2014 → 01/2019
  Cuna Mutual Group
  Waverly, IA
• 02/2019 → 01/2021
  Wells Fargo Clearing Services, Llc
  Loveland, CO
• 01/2021 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Previous Registrations

• 2019-02-05 → 2021-01-27
  Wells Fargo Clearing Services, Llc
  Loveland, CO
  Denver, CO
• 2014-01-10 → 2019-02-01
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Birmingham, AL
• 2013-01-04 → 2014-01-07
  Pruco Securities, Llc.
  Birmingham, AL
• 2009-11-02 → 2010-04-30
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
• 2008-12-06 → 2009-10-13
  John Hancock Investment Management Llc
  Birmingham, AL
  Boston, MA
• 2004-06-29 → 2006-12-31
  John Hancock Distributors Llc
  Birmingham, AL
  Boston, MA
• 2002-12-20 → 2004-06-14
  Lincoln Financial Distributors, Inc.
  Birmingham, AL

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-03
• S63 Uniform Securities Agent State Law Examination
  1991-02-25

Other Names

• Michael Lewallen
• Mike Lewallen