Charles Barry Quattrochi

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2001 → 12/2020
  Raymond James Financial Services, Inc.
  Berwyn, IL
• 09/2001 → Present
  Charles B. Quattrochi, Cpa
  Indian Head Park, IL
• 01/2009 → 12/2020
  Raymond James Financial Services Advisors, Inc
  La Grange, IL
• 07/2001 → Present
  P'S & Q'S Financial Corp.
  La Grange, IL
• 12/2020 → 09/2025
  Avantax Investment Services,Inc.
  Indian Head Park, IL
• 12/2020 → 09/2025
  Avantax Advisory Services
  Indian Head Park, IL
• 10/2023 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Indian Head Park, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Indian Head Park, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-12-22 → 2025-09-05
  Avantax Advisory Services
  Indian Head Park, IL
• 2009-01-02 → 2020-12-24
  Raymond James Financial Services Advisors, Inc
  La Grange, IL
  La Grange, IL
• 2001-09-20 → 2009-01-02
  Raymond James Financial Services, Inc.
  Chicago, IL
  La Grange, IL

Other Businesses

1) P's & Q's Financial Corp~'NIR'~6499 Thunderbird Drive~Indian Head Park~IL~60525~Accounting Services/Tax Preparation~Other~7/2/2001~40hrs~40hrs~Accounting Services/Tax Preparation/Phone consultation/Meeting with clients| 2) GLOBAL MEDICAL FOUNDATION INC POSITION: Board Member NATURE: Medical missions INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2023 ADDRESS: 6499 Thunderbird Drive, Indian Head Park IL 60525, United States DESCRIPTION: Board member- Inactive at this time.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-19
• S63 Uniform Securities Agent State Law Examination
  1991-02-15